2.4a Ask your line manager(s) what regulation and inspection processes your organisation might be subject to and complete the following exercise.

Regulation Process	Who is involved	Impact on organisation	Frequency	Information/evidence required
e.g. RIDDOR – Reporting of injuries, diseases and dangerous occurrences regulations 2013	Employers Registered Managers Line Managers	Employers Registered Managers Line Managers	As and when incidents happen according to the RIDDOR regulations	Organisations policy RIDDOR reports needed Accident book
CQC Inspection	Registered Manager Line Managers Employers Employees	Benchmark how we are doing and how we can improve	Infrequent but to be expected at any time	Speaking with clients and staff Viewing policies and procedures Viewing other records
Internal Quality Assurance	Compliance Manager Line Managers	Ensure we are providing support correctly and to a high standard Highlight any areas that require improvement	Every 3-6 months	Compliance checklist Policies and procedures Other records

Regulation Process

Who is involved

Impact on organisation

Frequency

Information/evidence required

e.g. RIDDOR – Reporting of injuries, diseases and dangerous occurrences regulations 2013

As and when incidents happen according to the RIDDOR regulations

Organisations policy

RIDDOR reports needed

Accident book

CQC Inspection

Benchmark how we are doing and how we can improve

Infrequent but to be expected at any time

Speaking with clients and staff

Viewing policies and procedures

Viewing other records

Internal Quality Assurance

Ensure we are providing support correctly and to a high standard

Highlight any areas that require improvement

Every 3-6 months

Compliance checklist

Policies and procedures

Other records